智能体 RAG¶
在本教程中,我们将构建一个检索智能体。当你希望 LLM 决定是从向量存储中检索上下文还是直接响应用户时,检索智能体非常有用。
在本教程结束时,我们将完成以下工作:
- 获取和预处理将用于检索的文档。
- 为语义搜索索引这些文档并为智能体创建检索器工具。
- 构建一个可以决定何时使用检索器工具的智能体 RAG 系统。

设置¶
让我们下载所需的包并设置我们的 API 密钥:
%%capture --no-stderr
%pip install -U --quiet langgraph "langchain[openai]" langchain-community langchain-text-splitters
import getpass
import os
def _set_env(key: str):
if key not in os.environ:
os.environ[key] = getpass.getpass(f"{key}:")
_set_env("OPENAI_API_KEY")
Tip
注册 LangSmith 以快速发现问题并提高 LangGraph 项目的性能。LangSmith 允许你使用跟踪数据来调试、测试和监控使用 LangGraph 构建的 LLM 应用。
1. 预处理文档¶
-
获取要在我们的 RAG 系统中使用的文档。我们将使用 Lilian Weng 优秀博客中最近的三个页面。我们将首先使用
WebBaseLoader实用程序获取页面内容:from langchain_community.document_loaders import WebBaseLoader urls = [ "https://lilianweng.github.io/posts/2024-11-28-reward-hacking/", "https://lilianweng.github.io/posts/2024-07-07-hallucination/", "https://lilianweng.github.io/posts/2024-04-12-diffusion-video/", ] docs = [WebBaseLoader(url).load() for url in urls] -
将获取的文档拆分为较小的块以索引到我们的向量存储中:
2. 创建检索器工具¶
现在我们有了拆分的文档,我们可以将它们索引到向量存储中,用于语义搜索。
-
使用内存向量存储和 OpenAI 嵌入:
-
使用 LangChain 的预构建
create_retriever_tool创建检索器工具: -
测试工具:
3. 生成查询¶
现在我们将开始为我们的智能体 RAG 图构建组件(节点和边)。
注意组件将在 MessagesState 上操作 —— 包含带有聊天消息列表的 messages 键的图状态。
注意组件将在 MessagesZodState 上操作 —— 包含带有聊天消息列表的 messages 键的图状态。
-
构建
generate_query_or_respond节点。它将调用 LLM 根据当前图状态(消息列表)生成响应。给定输入消息,它将决定使用检索器工具进行检索,或直接响应用户。注意我们通过.bind_tools给聊天模型访问我们之前创建的retriever_tool:from langgraph.graph import MessagesState from langchain.chat_models import init_chat_model response_model = init_chat_model("openai:gpt-4.1", temperature=0) def generate_query_or_respond(state: MessagesState): """Call the model to generate a response based on the current state. Given the question, it will decide to retrieve using the retriever tool, or simply respond to the user. """ response = ( response_model # highlight-next-line .bind_tools([retriever_tool]).invoke(state["messages"]) ) return {"messages": [response]} -
在随机输入上尝试它:
input = {"messages": [{"role": "user", "content": "hello!"}]} generate_query_or_respond(input)["messages"][-1].pretty_print()输出:
-
提出一个需要语义搜索的问题:
input = { "messages": [ { "role": "user", "content": "What does Lilian Weng say about types of reward hacking?", } ] } generate_query_or_respond(input)["messages"][-1].pretty_print()Output:
4. 评估文档¶
-
添加一个条件边 —
grade_documents— 来确定检索到的文档是否与问题相关。我们将使用具有结构化输出 schemaGradeDocuments的模型进行文档评分。grade_documents函数将根据评分决定返回要去的节点名称(generate_answer或rewrite_question):from pydantic import BaseModel, Field from typing import Literal GRADE_PROMPT = ( "You are a grader assessing relevance of a retrieved document to a user question. \n " "Here is the retrieved document: \n\n {context} \n\n" "Here is the user question: {question} \n" "If the document contains keyword(s) or semantic meaning related to the user question, grade it as relevant. \n" "Give a binary score 'yes' or 'no' score to indicate whether the document is relevant to the question." ) # highlight-next-line class GradeDocuments(BaseModel): """Grade documents using a binary score for relevance check.""" binary_score: str = Field( description="Relevance score: 'yes' if relevant, or 'no' if not relevant" ) grader_model = init_chat_model("openai:gpt-4.1", temperature=0) def grade_documents( state: MessagesState, ) -> Literal["generate_answer", "rewrite_question"]: """Determine whether the retrieved documents are relevant to the question.""" question = state["messages"][0].content context = state["messages"][-1].content prompt = GRADE_PROMPT.format(question=question, context=context) response = ( grader_model # highlight-next-line .with_structured_output(GradeDocuments).invoke( [{"role": "user", "content": prompt}] ) ) score = response.binary_score if score == "yes": return "generate_answer" else: return "rewrite_question" -
使用工具响应中的不相关文档运行此函数:
from langchain_core.messages import convert_to_messages input = { "messages": convert_to_messages( [ { "role": "user", "content": "What does Lilian Weng say about types of reward hacking?", }, { "role": "assistant", "content": "", "tool_calls": [ { "id": "1", "name": "retrieve_blog_posts", "args": {"query": "types of reward hacking"}, } ], }, {"role": "tool", "content": "meow", "tool_call_id": "1"}, ] ) } grade_documents(input) -
确认相关文档被正确分类:
input = { "messages": convert_to_messages( [ { "role": "user", "content": "What does Lilian Weng say about types of reward hacking?", }, { "role": "assistant", "content": "", "tool_calls": [ { "id": "1", "name": "retrieve_blog_posts", "args": {"query": "types of reward hacking"}, } ], }, { "role": "tool", "content": "reward hacking can be categorized into two types: environment or goal misspecification, and reward tampering", "tool_call_id": "1", }, ] ) } grade_documents(input)
5. 重写问题¶
-
构建
rewrite_question节点。检索器工具可能返回不相关的文档,这表明需要改进原始用户问题。为此,我们将调用rewrite_question节点:REWRITE_PROMPT = ( "Look at the input and try to reason about the underlying semantic intent / meaning.\n" "Here is the initial question:" "\n ------- \n" "{question}" "\n ------- \n" "Formulate an improved question:" ) def rewrite_question(state: MessagesState): """Rewrite the original user question.""" messages = state["messages"] question = messages[0].content prompt = REWRITE_PROMPT.format(question=question) response = response_model.invoke([{"role": "user", "content": prompt}]) return {"messages": [{"role": "user", "content": response.content}]} -
尝试运行:
input = { "messages": convert_to_messages( [ { "role": "user", "content": "What does Lilian Weng say about types of reward hacking?", }, { "role": "assistant", "content": "", "tool_calls": [ { "id": "1", "name": "retrieve_blog_posts", "args": {"query": "types of reward hacking"}, } ], }, {"role": "tool", "content": "meow", "tool_call_id": "1"}, ] ) } response = rewrite_question(input) print(response["messages"][-1]["content"])输出:
6. 生成答案¶
-
构建
generate_answer节点:如果我们通过了评分检查,我们可以基于原始问题和检索到的上下文生成最终答案:GENERATE_PROMPT = ( "You are an assistant for question-answering tasks. " "Use the following pieces of retrieved context to answer the question. " "If you don't know the answer, just say that you don't know. " "Use three sentences maximum and keep the answer concise.\n" "Question: {question} \n" "Context: {context}" ) def generate_answer(state: MessagesState): """Generate an answer.""" question = state["messages"][0].content context = state["messages"][-1].content prompt = GENERATE_PROMPT.format(question=question, context=context) response = response_model.invoke([{"role": "user", "content": prompt}]) return {"messages": [response]} -
尝试运行:
input = { "messages": convert_to_messages( [ { "role": "user", "content": "What does Lilian Weng say about types of reward hacking?", }, { "role": "assistant", "content": "", "tool_calls": [ { "id": "1", "name": "retrieve_blog_posts", "args": {"query": "types of reward hacking"}, } ], }, { "role": "tool", "content": "reward hacking can be categorized into two types: environment or goal misspecification, and reward tampering", "tool_call_id": "1", }, ] ) } response = generate_answer(input) response["messages"][-1].pretty_print()输出:
================================== Ai Message ================================== Lilian Weng categorizes reward hacking into two types: environment or goal misspecification, and reward tampering. She considers reward hacking as a broad concept that includes both of these categories. Reward hacking occurs when an agent exploits flaws or ambiguities in the reward function to achieve high rewards without performing the intended behaviors.
7. 组装图¶
- 从
generate_query_or_respond开始,确定我们是否需要调用retriever_tool - 使用
tools_condition路由到下一步:- 如果
generate_query_or_respond返回了tool_calls,调用retriever_tool检索上下文 - 否则,直接响应用户
- 如果
- 评估检索到的文档内容与问题的相关性(
grade_documents)并路由到下一步:- 如果不相关,使用
rewrite_question重写问题,然后再次调用generate_query_or_respond - 如果相关,继续执行
generate_answer,使用包含检索到的文档上下文的ToolMessage生成最终响应
- 如果不相关,使用
from langgraph.graph import StateGraph, START, END
from langgraph.prebuilt import ToolNode
from langgraph.prebuilt import tools_condition
workflow = StateGraph(MessagesState)
# 定义我们将循环的节点
workflow.add_node(generate_query_or_respond)
workflow.add_node("retrieve", ToolNode([retriever_tool]))
workflow.add_node(rewrite_question)
workflow.add_node(generate_answer)
workflow.add_edge(START, "generate_query_or_respond")
# 决定是否检索
workflow.add_conditional_edges(
"generate_query_or_respond",
# Assess LLM decision (call `retriever_tool` tool or respond to the user)
tools_condition,
{
# Translate the condition outputs to nodes in our graph
"tools": "retrieve",
END: END,
},
)
# 在调用 `action` 节点后采用的边。
workflow.add_conditional_edges(
"retrieve",
# Assess agent decision
grade_documents,
)
workflow.add_edge("generate_answer", END)
workflow.add_edge("rewrite_question", "generate_query_or_respond")
# 编译
graph = workflow.compile()
可视化图:

8. 运行智能体 RAG¶
for chunk in graph.stream(
{
"messages": [
{
"role": "user",
"content": "What does Lilian Weng say about types of reward hacking?",
}
]
}
):
for node, update in chunk.items():
print("Update from node", node)
update["messages"][-1].pretty_print()
print("\n\n")
输出:
来自节点 generate_query_or_respond 的更新
================================== Ai Message ==================================
Tool Calls:
retrieve_blog_posts (call_NYu2vq4km9nNNEFqJwefWKu1)
Call ID: call_NYu2vq4km9nNNEFqJwefWKu1
Args:
query: types of reward hacking
来自节点 retrieve 的更新
================================= Tool Message ==================================
Name: retrieve_blog_posts
(Note: Some work defines reward tampering as a distinct category of misalignment behavior from reward hacking. But I consider reward hacking as a broader concept here.)
At a high level, reward hacking can be categorized into two types: environment or goal misspecification, and reward tampering.
Why does Reward Hacking Exist?#
Pan et al. (2022) investigated reward hacking as a function of agent capabilities, including (1) model size, (2) action space resolution, (3) observation space noise, and (4) training time. They also proposed a taxonomy of three types of misspecified proxy rewards:
Let's Define Reward Hacking#
Reward shaping in RL is challenging. Reward hacking occurs when an RL agent exploits flaws or ambiguities in the reward function to obtain high rewards without genuinely learning the intended behaviors or completing the task as designed. In recent years, several related concepts have been proposed, all referring to some form of reward hacking:
来自节点 generate_answer 的更新
================================== Ai Message ==================================
Lilian Weng categorizes reward hacking into two types: environment or goal misspecification, and reward tampering. She considers reward hacking as a broad concept that includes both of these categories. Reward hacking occurs when an agent exploits flaws or ambiguities in the reward function to achieve high rewards without performing the intended behaviors.